Price : Rs.225/-

Securities Management and Compliances

About the book:

The concept of securities management, compliances and audit thereof, assumes added significance in the changing paradigm, as it leads to extended investor satisfaction and good corporate governance. 

In the present setting of regulatory framework a number of certifications and verification are provided to ensure that the securities issued by the companies are properly managed and due compliances are made in relation thereto. The mechanism contains two tier system, i.e. Securities management and compliances to be ensured by the Company Secretary of the Company, whereas an outside professional like Company Secretary in practice is entrusted with the task of certifying the compliance of various laws including company law, applicable to a company.  

It is in this context and with a view to provide its members in a codified form various laws applicable to a company including checklist thereof, the Institute has published this book on Securities Management and Compliances, containing securities issue – management and due diligence in relation to public issue and rights issue, bonus issue, preferential issue, employee stock option, debt securities and foreign issue management. The book also contains management and compliance of laws in relation to Buy Back of Securities, Takeover, Insider Trading, Companies Act, FEMA, Competition Act, Stamp Act and Income-Tax Act. This book exemplifies the proactive approach towards Securities Audit. 

This book will prove to be of immense practical use to Company Secretaries, both in employment and practice, in the efficient management and compliance of Securities and carrying out Securities Audit, respectively.